Bank Regulatory Compliance Manager

Company Profile:

At FORVIS, your career is designed with a purpose. We want our team members to thrive professionally and feel the impact their work yields when serving clients, industries, and local communities. This starts by empowering team members to design a career journey that leverages their skills and fuels their passions.

Creating a best-in-class employee experience is at the heart of our vision for the future. With several industry focus areas, multiple service lines, and locations in five geographical regions across the country to choose from, the opportunities for your career are without limit.

About FORVIS

FORVIS is a Top-10 professional services firm providing assurance, tax, and advisory services, driven by our commitment to using our forward vision to provide rewarding career opportunities and deliver unmatched client experiences. Learn more at FORVIS.com

Design your career with purpose at FORVIS. For more information about our firm locations, visit FORVIS.com. FORVIS, LLP is an equal opportunity/affirmative action employer. Employment selection and related decisions are made without regard to age, race, color, sex, sexual orientation, national origin, religion, genetic information, disability, protected veteran status, or other protected classifications.

It is FORVIS's standard policy not to accept unsolicited referrals or resumes from any source other than directly from candidates.

• FORVIS expressly reserves the right not to consider unsolicited referrals and/or resumes from vendors including and without limitation, search firms, staffing agencies, fee-based referral services, and recruiting agencies.
• FORVIS further reserves the right not to pay a fee to a recruiter or agency unless such recruiter or agency has a signed vendor agreement with FORVIS.
• Any resume or CV submitted to any employee of FORVIS without having a FORVIS vendor agreement in place will be considered the property of FORVIS.

Requisition Number: 2232967

Position Title:

External Description: Description & Requirements

Our Financial Services Advisory practice brings our global footprint, clients, industry expertise, and innovative solutions together to help global companies exceed their strategic objectives and needs. We have a national and global footprint with a significant portfolio of financial services clients spanning banking, insurance, global markets, asset and wealth management, and payments. Our clients range from the largest, premier global banks, insurers, and financial institutions to super-regional and community banking clients, asset managers, and Fintech start-ups.

This position will serve as a member of the financial services client service team and be committed to regulatory compliance. This position offers an opportunity for candidates who possess excellent time management and communication skills and the ability to effectively interact with all levels of management. Forvis Mazars offers a challenging, dynamic, progressive work environment along with an opportunity to grow professionally. Dedication to client service is essential in this position.

How you will contribute:

• Evaluating financial institution clients for compliance with laws and regulations
• Support team in day-to-day client related engagements
• Interface with the senior management of our clients
• Write reports, including key findings and recommendations
• Participate in client meetings and executive presentations
• Work individually and as part of a team to provide project execution on client engagements
• Contribute to strong client relationships through positive client support and sound expertise
• Manage engagement fundamentals (e.g., realization, utilization, leverage, accounts receivable, and expenses)
• Mentor, coach, and train staff

We are looking for people who have Forward Vision and:

• Strong analytical skills with high attention to detail and accuracy
• Excellent oral, written communication and presentation skills; able to communicate effectively
• Ability to multitask and prioritize in a high volume, fast paced environment

Minimum Qualifications:

• 5 years or more of experience in financial institution regulatory compliance
• Bachelor's degree or equivalent relevant experience
• Ability to travel regionally to serve financial institution clients (overnight travel is approximately 35%)
• Knowledge of, and experience working with, federal banking regulations, such as Bank Secrecy Act Regulations, Fair Lending, Electronic Funds Transfer, Truth in Savings and Availability of Funds, Truth in Lending, RESPA, Equal Credit Opportunity, Flood Insurance and other alphabet regulations
• Proficiency with Microsoft applications (Outlook, Word, Excel and PowerPoint)

Preferred Qualifications:

• Certified Regulatory Compliance Manager (CRCM)
• Certified Anti-Money Laundering Specialist (CAMS)
• Certified AML and Fraud Professional (CAFP)

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City: Houston

State: Texas

Community / Marketing Title: Bank Regulatory Compliance Manager

Location_formattedLocationLong: Houston, Texas US

CountryEEOText_Description:

With a legacy spanning more than 100 years, Forvis Mazars is committed to providing a different perspective and an unmatched client experience that feels right, personal and natural. We respect and reflect the range of perspectives, knowledge and local understanding of our people and clients. We take the time to listen to deliver consistent audit and assurance, tax, advisory and consulting services worldwide.

We nurture a deep understanding of our clients’ industries, delivering greater insight, deeper specialization and tailored solutions through people who listen to understand, are responsive and consult with purpose to deliver value.

About Forvis Mazars, LLP

Forvis Mazars, LLP is an independent member of Forvis Mazars Global, a leading global professional services network. Ranked among the largest public accounting firms in the United States, the firm’s 7,000 dedicated team members provide an Unmatched Client Experience® through the delivery of assurance, tax, and consulting services for clients in all 50 states and internationally through the global network. Visit forvismazars.us to learn more.

Forvis Mazars, LLP is an equal opportunity/affirmative action employer. Employment selection and related decisions are made without regard to age, race, color, sex, sexual orientation, national origin, religion, genetic information, disability, protected veteran status, gender identity, or other protected classifications.
It is Forvis Mazars, LLP standard policy not to accept unsolicited referrals or resumes from any source other than directly from candidates.

Forvis Mazars, LLP expressly reserves the right not to consider unsolicited referrals and/or resumes from vendors including and without limitation, search firms, staffing agencies, fee-based referral services, and recruiting agencies.
Forvis Mazars, LLP further reserves the right not to pay a fee to a recruiter or agency unless such recruiter or agency has a signed vendor agreement with Forvis Mazars, LLP.Any resume or CV submitted to any employee of Forvis Mazars, LLP without having a Forvis Mazars, LLP vendor agreement in place will be considered the property of Forvis Mazars, LLP.